Filing Details
- Accession Number:
- 0001388961-18-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-18 16:33:29
- Reporting Period:
- 2018-07-16
- Accepted Time:
- 2018-07-18 16:33:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1068875 | Blucora Inc. | BCOR | Finance Services (6199) | 911718107 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388961 | S John Clendening | 6333 N State Highway 161, 6Th Floor Irving TX 75038 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-07-16 | 34,000 | $4.98 | 672,564 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-07-16 | 49,000 | $37.41 | 623,564 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-07-17 | 20,000 | $4.98 | 643,564 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-07-17 | 30,000 | $38.06 | 613,564 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-07-16 | 34,000 | $0.00 | 34,000 | $4.98 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-07-17 | 20,000 | $0.00 | 20,000 | $4.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 417,166 | 2023-04-04 | No | 4 | M | Direct | |
| 397,166 | 2023-04-04 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2018.
- The price reported in Column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $37.10 to $37.85. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $37.50 to $38.35. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price.
- 15% of the total option vested on April 4, 2016. The remainder vested 33.33% on April 4, 2017, and approximately 16.67% vests at the end of each six-month period thereafter, such that the option will be fully vested on April 4, 2019.
Billionaire Hedge Funds
