Filing Details
- Accession Number:
- 0001318937-18-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-18 14:30:25
- Reporting Period:
- 2018-07-16
- Accepted Time:
- 2018-07-18 14:30:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1206942 | Golden Grain Energy | NA | Industrial Organic Chemicals (2860) | 025075361 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1318937 | A David Sovereign | 15959 130Th St. Cresco IA 52136 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Membership Units | Acquisiton | 2018-07-16 | 10,000 | $7.50 | 117,000 | No | 4 | P | Indirect | See Footnote |
Class B Membership Units | Acquisiton | 2018-07-16 | 0 | $0.00 | 39,000 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- per unit
- Dave Sovereign owns 57,000 Class A units individually, and beneficially owns 60,000 Class A units through DRSG Partnership of which Mr. Sovereign is a partner.
- Dave Sovereign owns 2,000 Class B units individually and beneficially owns 17,000 Class B units through Mr. Sovereign's part ownership of GDB, LLC and beneficially owns 20,000 Class B units through Mr. Sovereign's part ownership in DRSG Partnership. Dave Sovereign shares investment and voting power with respect to the 2,000 Class B units with his spouse and shares investment and voting power with respect to the 37,000 Class B units with the other owners of GDB, LLC and DRSG Partnership.