Filing Details
- Accession Number:
- 0001140361-18-032745
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-17 19:57:55
- Reporting Period:
- 2018-07-13
- Accepted Time:
- 2018-07-17 19:57:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1575793 | Energous Corp | WATT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1366294 | J Brian Sereda | C/O Energous Corporation 3590 North First Street, Suite 210 San Jose CA 95134 | Senior Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-07-13 | 30,000 | $0.00 | 130,202 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-07-16 | 10,540 | $15.54 | 119,662 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2018-07-13 | 30,000 | $0.00 | 30,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,000 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,015 | Indirect | Sereda Family Trust |
Footnotes
- Vesting of restricted stock units ("RSU") granted to the reporting person on July 13, 2015.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSU. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $15.54 to $15.61 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
- Each RSU represents a contingent right to receive one share of common stock.
- The RSUs vest in four equal annual installments on July 13, 2016, 2017, 2018, and 2019.
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