Filing Details
- Accession Number:
- 0001554687-18-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-17 17:39:29
- Reporting Period:
- 2018-07-16
- Accepted Time:
- 2018-07-17 17:39:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1618921 | Walgreens Boots Alliance Inc. | WBA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1554687 | Stefano Pessina | 24 Boulevard Du Tenao Monte Carlo O9 98000 | Executive Vice Chairman, Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2018-07-16 | 1,697,438 | $63.92 | 144,788,821 | No | 4 | P | Indirect | By ASP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By ASP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | $77.08 | 2019-02-12 | 2026-02-12 | 263,273 | 263,273 | Direct |
Common Stock | Employee Stock Option (right to buy) | $82.46 | 2019-11-01 | 2026-11-01 | 410,798 | 410,798 | Direct |
Common Stock | Employee Stock Option (right to buy) | $67.01 | 2027-11-01 | 504,710 | 504,710 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-02-12 | 263,273 | 263,273 | Direct |
2026-11-01 | 410,798 | 410,798 | Direct |
2027-11-01 | 504,710 | 504,710 | Direct |
Footnotes
- On July 16, 2018, Alliance Sante Participations S.A. purchased 1,697,438 shares of Common Stock for cash from Ornella Barra in a private off-market and offshore transaction pursuant to a Share Purchase Agreement, dated July 16, 2018, for a purchase price of $63.92 per share (being the price equal to the 5-day volume weighted average price per share of Common Stock on the NASDAQ for the 5-trading day period ending on (and including) July 13, 2018, the last trading day immediately prior to the entry into the Share Purchase Agreement).
- Shares of Common Stock are held of record by a corporation, Alliance Sante Participations S.A. ('ASP') which is 100% owned by another corporation, NEWCIP S.A., which is 100% controlled by the Reporting Person.
- The option vests on February 12, 2019, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).
- The option vests on November 1, 2019, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).
- The option vests with respect to 168,068 shares on November 1, 2018, with respect to 168,068 shares on November 1, 2019 and with respect to 168,574 shares on November 1, 2020, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).