Filing Details
- Accession Number:
- 0001628619-18-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-17 17:12:50
- Reporting Period:
- 2018-07-16
- Accepted Time:
- 2018-07-17 17:12:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1618921 | Walgreens Boots Alliance Inc. | WBA | Retail-Drug Stores And Proprietary Stores (5912) | 471758322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1628619 | Ornella Barra | 24 Boulevard Du Tenao Monte Carlo O9 98000 | Co-Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2018-07-16 | 1,697,438 | $63.92 | 0 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2018-07-16 | 1,700,000 | $65.15 | 1,700,000 | No | 4 | P | Indirect | By OLB |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | P | Indirect | By OLB |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | $84.68 | 2025-11-01 | 84,466 | 84,466 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $82.46 | 2019-11-01 | 2026-11-01 | 140,844 | 140,844 | Direct |
Common Stock | Employee Stock Option (right to buy) | $67.01 | 2027-11-01 | 161,506 | 161,506 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-11-01 | 84,466 | 84,466 | Direct |
2026-11-01 | 140,844 | 140,844 | Direct |
2027-11-01 | 161,506 | 161,506 | Direct |
Footnotes
- On July 16, 2018, the Reporting Person sold 1,697,438 shares of Common Stock for cash to Alliance Sante Participations S.A. in a private off-market and offshore transaction pursuant to a Share Purchase Agreement, dated July 16, 2018, for a purchase price of $63.92 per share (being the price equal to the 5-day volume weighted average price per share of Common Stock on the NASDAQ for the 5-trading day period ending on (and including) July 13, 2018, the last trading day immediately prior to the entry into the Share Purchase Agreement).
- On July 16, 2018, OLB Holdings Ltd. purchased 1,700,000 shares of Common Stock in a block trade from UBS Securities LLC, acting as seller and as a principal, for a purchase price of $65.15 per share.
- Shares of Common Stock are held of record by a corporation, OLB Holdings Ltd. ('OLB') which is 100% owned by the Reporting Person.
- The option vested with respect to 28,127 shares on November 1, 2016 and with respect to a further 28,127 shares on November 1, 2017, and vests with respect to 28,212 shares on November 1, 2018, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).
- The option vests on November 1, 2019, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).
- The option vests with respect to 53,781 shares on November 1, 2018, with respect to 53,781 shares on November 1, 2019 and with respect to 53,944 shares on November 1, 2020, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).