Filing Details
- Accession Number:
- 0000908834-18-000140
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-17 16:02:24
- Reporting Period:
- 2013-06-12
- Accepted Time:
- 2018-07-17 16:02:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487730 | Spectrum Brands Legacy Inc. | SPB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1300190 | C Kenneth Ambrecht | C/O Spectrum Brands Holdings, Inc. 3001 Deming Way Middleton WI 53562 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-06-12 | 34 | $61.92 | 22,055 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-09-18 | 31 | $67.25 | 22,086 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-12-20 | 41 | $70.23 | 22,127 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-03-19 | 45 | $79.79 | 22,171 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-06-18 | 45 | $80.00 | 22,216 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-09-17 | 42 | $86.52 | 22,258 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-12-19 | 45 | $95.60 | 22,303 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-03-11 | 52 | $92.28 | 22,355 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-06-17 | 48 | $100.03 | 22,403 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-09-16 | 50 | $97.29 | 22,453 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-12-18 | 58 | $98.66 | 22,510 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-03-09 | 67 | $98.63 | 22,577 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-06-15 | 55 | $113.82 | 22,632 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-09-14 | 48 | $124.81 | 22,680 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2016-12-16 | 57 | $121.73 | 22,737 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-03-08 | 56 | $137.48 | 22,794 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-06-14 | 59 | $132.40 | 22,852 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-09-13 | 73 | $106.36 | 22,926 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-12-20 | 78 | $109.17 | 23,004 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-03-13 | 90 | $95.13 | 23,095 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-06-05 | 107 | $80.57 | 23,202 | No | 4 | P | Direct | |
Common Stock | Disposition | 2018-07-13 | 23,202 | $0.00 | 0 | No | 4 | D | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
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Footnotes
- These shares were acquired pursuant to a stock dividend reinvestment plan.
- Pursuant to the terms of the Agreement and Plan of Merger dated February 24, 2018, and amended June 8, 2018, by and among Spectrum Brands Holdings, Inc. ("Spectrum") and HRG Group, Inc. ("HRG") (the "Merger Agreement"), each share of common stock of Spectrum was converted into one share of common stock of HRG as of July 13, 2018, which was the closing date of the merger.
- Reporting Person was awarded 2,313 restricted stock units under the Spectrum Brands Holdings, Inc. 2011 Omnibus Equity Award Plan which are scheduled to vest in full on October 1, 2018. Pursuant to the Merger Agreement, these restricted stock units were assumed by HRG in the Merger, and were automatically converted into an equal number of restricted stock units of HRG common stock.