Filing Details
- Accession Number:
- 0001209191-18-042649
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-16 16:52:42
- Reporting Period:
- 2018-07-13
- Accepted Time:
- 2018-07-16 16:52:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1624899 | Steris Plc | STE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413087 | Jr M Walter Rosebrough | C/O Rutherford House, Stephensons Way Chaddesden Derby X0 DE21 6LY | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 Pence Par Value | Disposition | 2018-07-13 | 10,000 | $110.50 | 28,000 | No | 4 | S | Indirect | See Footnote Below. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote Below. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares, 10 Pence Par Value | 48,895 | Direct |
Footnotes
- These 48,895 ordinary shares are held by the Reporting Person as Trustee of a revocable trust established for his benefit. 37,375 of these Ordinary Shares are restricted. The restrictions on the restricted Ordinary Shares lapse as follows: 3,625 on May 28, 2019; 4,000 on May 30, 2019; 3,097 on May 31, 2019; 4,681 on June 3, 2019; 4,681 on June 1, 2020; 4,000 on June 1, 2020; 3,097 on June 1, 2020; 4,000 on June 1, 2021; 3,097 on June 1, 2021 and 3,097 on May 31, 2022.
- The number of shares has been adjusted to reflect the correct number of shares beneficially owned following the Reporting Person's reported transaction on June 4, 2018. The Form 4/A and Form 4 filed with the SEC on 6/01/2018 and 6/04/2018, respectively, inadvertently overstated the number of shares beneficially owned following the reported transactions.
- This sale of a total of 10,000 shares, held by the Reporting Person's Spouse as Trustee of a revocable trust established for her benefit, was pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person's Spouse, as Trustee, effective on May 21, 2018.
- These ordinary shares are held by the Reporting Person's Spouse as Trustee of a revocable trust established for her benefit.
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