Filing Details

Accession Number:
0000921895-18-002106
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-13 18:03:32
Reporting Period:
2018-06-21
Accepted Time:
2018-07-13 18:03:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1399520 One Group Hospitality Inc. STKS Retail-Eating Places (5812) 141961545
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1681614 Kanen Wealth Management Llc 10141 Sweet Bay Court
Parkland FL 33076
No No Yes No
1681743 David Kanen 10141 Sweet Bay Court
Parkland FL 33076
No No Yes No
1688522 Philotimo Fund, Lp 5850 Coral Ridge Drive, Suite 309
Coral Springs FL 33076
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-06-21 15,922 $0.00 2,831,435 No 4 J Indirect Kanen Wealth Management LLC
Common Stock Acquisiton 2018-07-11 43,358 $2.25 2,874,793 No 4 P Indirect Kanen Wealth Management LLC
Common Stock Acquisiton 2018-07-12 98,684 $2.31 2,973,477 No 4 P Indirect Kanen Wealth Management LLC
Common Stock Acquisiton 2018-07-13 38,551 $2.43 3,012,028 No 4 P Indirect Kanen Wealth Management LLC
Common Stock Acquisiton 2018-07-12 1,316 $2.31 20,237 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect Kanen Wealth Management LLC
No 4 P Indirect Kanen Wealth Management LLC
No 4 P Indirect Kanen Wealth Management LLC
No 4 P Indirect Kanen Wealth Management LLC
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,845,000 Indirect The Philotimo Fund LLC
Footnotes
  1. Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account as described in footnote 4 below.
  2. Represents a distribution of shares held by KWM to a client account. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in these shares.
  3. Neither KWM, The Philotimo Fund, LP nor Mr. Kanen has any pecuniary interest in the purchase of these shares.
  4. Mr. Kanen beneficially owns 4,877,265 shares of Common Stock, which represent approximately 17.8% of the Company's outstanding shares of Common Stock. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 3,012,028 shares of Common Stock held in customer accounts managed by KWM (including the 20,237 shares held in Mr. Kanen's account) and the 1,845,000 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM other than the shares held in Mr. Kanen's account.