Filing Details
- Accession Number:
- 0001179110-18-009685
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-13 17:38:42
- Reporting Period:
- 2018-07-11
- Accepted Time:
- 2018-07-13 17:38:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1546410 | Scott Leichtner | C/O Glu Mobile Inc. 875 Howard Street, Suite 100 San Francisco CA 94103 | Vp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-07-11 | 105,000 | $3.29 | 268,338 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-07-11 | 105,000 | $6.20 | 163,338 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2018-07-11 | 105,000 | $0.00 | 105,000 | $3.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-10-09 | No | 4 | M | Direct |
Footnotes
- The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. Leichtner entered into on June 7, 2018.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $6.1001 to $6.30. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
- The option vested and became exercisable over four years with 25% of the shares vesting and becoming exercisable on October 9, 2013, the first anniversary of the vesting commencement date, and the remaining shares vesting and becoming exercisable in equal monthly instalments thereafter for a period of three years.
Billionaire Hedge Funds
