Home > Insider Trading > Filing (0001225208-18-011658)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1196501	Hms Holdings Corp	HMSY	Services-Business Services, Nec (7389)	113656261

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1209904	C William Lucia	5615 High Point Drive Irving TX 75038	Chairman, President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-03-13	54,428	$0.00	181,400	No	5	G	Direct
Common Stock	Acquisiton	2018-07-12	71,628	$22.95	253,028	No	4	M	Direct
Common Stock	Disposition	2018-07-12	69,818	$24.05	183,210	No	4	S	Direct
Common Stock	Acquisiton	2018-03-13	54,428	$0.00	579,924	No	5	G	Indirect	By Lucia Family Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	4	M	Direct
No	4	S	Direct
No	5	G	Indirect	By Lucia Family Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Nonqualified Stock Option (Right to Buy)	Disposition	2018-07-12	71,628	$0.00	71,628	$22.95

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2018-09-30	No	4	M	Direct

Footnotes

The reported transactions involved a gift of securities by the reporting person to The William C. Lucia Family Trust, a revocable trust for which the reporting person is Trustee.
The transactions reported were executed pursuant to a trading plan (the "Plan") entered into by the reporting person on March 15, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The Plan provides for the exercise of an option to purchase shares of HMS common stock and subsequent sale of some of those shares in order to cover transaction-related expenses (including taxes, exercise price and fees). The option was granted in 2011 and has an expiration date of September 30, 2018.
These shares are indirectly owned by The William C Lucia Family Trust, a revocable trust for which the Reporting Person is Trustee. Taking into account shares owned both directly and indirectly by family trust, the Reporting Person beneficially owned an aggregate of 763,134 shares following the transactions reported on this Form 4.
50% of the option vested in three equal annual installments commencing on December 31, 2012. Vesting of the remaining 50% of the option was subject to the achievement of performance conditions which were not met; therefore, 50% of the option was canceled.