Filing Details
- Accession Number:
- 0001213900-18-009192
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-13 16:33:00
- Reporting Period:
- 2018-07-11
- Accepted Time:
- 2018-07-13 16:33:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1611277 | Helix Tcs Inc. | HLIX | Services-Detective, Guard & Armored Car Services (7381) | 814046024 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1710781 | Matthew Scott Ogur | C/O Helix Tcs, Inc. 5300 Dtc Parkway, Suite 300 Greenwood Village CO 80111 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-07-11 | 1,392 | $1.34 | 22,647,116 | No | 4 | S | Indirect | As Controlling Manager and Member of Helix Opportunities, LLC |
| Common Stock | Disposition | 2018-07-12 | 4,757 | $1.31 | 22,642,359 | No | 4 | S | Indirect | As Controlling Manager and Member of Helix Opportunities, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | As Controlling Manager and Member of Helix Opportunities, LLC |
| No | 4 | S | Indirect | As Controlling Manager and Member of Helix Opportunities, LLC |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Class "A" Convertible Preferred Stock | $0.00 | 1,000,000 | 1,000,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,000,000 | 1,000,000 | Indirect |
Footnotes
- The sale was effected pursuant to a Rule 10b5-1 trading plan dated April 13, 2018 executed by Helix Opportunities, LLC .
- This transaction was executed in multiple trades ranging from $1.26 to $1.34. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.
- The Class "A" Convertible Preferred Stock includes super majority voting rights and is convertible into 60% of common stock at any time.
- The Class "A" Convertible Preferred Stock does not have an expiration date.
Billionaire Hedge Funds
