Filing Details

Accession Number:
0000899243-18-019829
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-07-12 19:23:02
Reporting Period:
2018-06-29
Accepted Time:
2018-07-12 19:23:02
Original Submission Date:
2018-06-29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1217234 Caredx Inc. CDNA Services-Medical Laboratories (8071) 943316839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1421333 J Mitchell Nelles C/O Caredx, Inc.
3260 Bayshore Boulevard
Brisbane CA 94005
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-06-29 1,729 $12.24 92,910 No 4 F Direct
Common Stock Acquisiton 2018-07-02 3,649 $3.70 96,559 No 4 M Direct
Common Stock Acquisiton 2018-07-02 19,250 $5.27 115,809 No 4 M Direct
Common Stock Acquisiton 2018-07-02 9,000 $2.30 124,809 No 4 M Direct
Common Stock Disposition 2018-07-02 39,649 $12.48 85,160 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Footnotes
  1. This amendment is being filed solely to report the withholding of shares by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units.
  2. This line item is being amended and restated to correct the amount of securities beneficially owned following the subsequent reported transactions.