Filing Details
- Accession Number:
- 0001179110-18-009648
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-12 17:26:23
- Reporting Period:
- 2018-06-27
- Accepted Time:
- 2018-07-12 17:26:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326732 | Xencor Inc | XNCR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218981 | Iii S John Stafford | 350 N. Orleans Street Suite 2N Chicago IL 60654-1975 | No | No | Yes | No | |
| 1512282 | Ronin Capital, Llc | 350 N. Orleans Street Suite 2N Chicago IL 60654-1975 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-06-27 | 7,500 | $0.00 | 0 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2018-06-27 | 7,500 | $0.00 | 5,268,848 | No | 5 | G | Indirect | By Ronin Capital, LLC |
| Common Stock | Disposition | 2018-07-10 | 50,293 | $39.89 | 5,218,555 | No | 4 | S | Indirect | By Ronin Capital, LLC |
| Common Stock | Disposition | 2018-07-11 | 30,007 | $39.63 | 5,188,548 | No | 4 | S | Indirect | By Ronin Capital, LLC |
| Common Stock | Disposition | 2018-07-12 | 58,000 | $39.55 | 5,130,548 | No | 4 | S | Indirect | By Ronin Capital, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By Ronin Capital, LLC |
| No | 4 | S | Indirect | By Ronin Capital, LLC |
| No | 4 | S | Indirect | By Ronin Capital, LLC |
| No | 4 | S | Indirect | By Ronin Capital, LLC |
Footnotes
- On June 27, 2018, the reporting person transferred 7,500 shares of common stock for no consideration to his class C capital account at Ronin Capital, LLC.
- This transaction was executed in multiple trades at prices ranging from $39.59 to $40.14. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $39.44 to $39.79. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $39.38 to $39.80. The price reported above reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected
Billionaire Hedge Funds
