Filing Details
- Accession Number:
- 0000008947-18-000126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-12 17:01:29
- Reporting Period:
- 2018-07-10
- Accepted Time:
- 2018-07-12 17:01:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 8947 | Azz Inc | AZZ | Electric Lighting & Wiring Equipment (3640) | 750948250 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1115044 | E Daniel Berce | One Museum Place, Suite 500 3100 West 7Th Street Fort Worth TX 76107 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-07-10 | 1,823 | $0.00 | 62,747 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2018-07-11 | 2,724 | $25.67 | 65,471 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-07-11 | 1,449 | $54.85 | 64,022 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-07-11 | 1,362 | $45.36 | 65,384 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-07-11 | 235 | $54.85 | 65,149 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-07-11 | 1,603 | $43.92 | 66,752 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-07-11 | 319 | $54.85 | 66,433 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-07-11 | 2,003 | $54.30 | 64,430 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | STOCK APPRECIATION RIGHTS | Disposition | 2018-07-11 | 2,724 | $25.67 | 2,724 | $0.00 |
| Common Stock | STOCK APPRECIATION RIGHTS | Disposition | 2018-07-11 | 1,362 | $45.36 | 1,362 | $0.00 |
| Common Stock | STOCK APPRECIATION RIGHTS | Disposition | 2018-07-11 | 1,603 | $43.92 | 1,603 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,724 | No | 4 | M | Direct | ||
| 1,362 | No | 4 | M | Direct | ||
| 1,603 | No | 4 | M | Direct |
Footnotes
- Conversion of stock appreciation rights ("SARs"), which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($25.67) over the exercise price ($54.85).
- Conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($45.36) over the exercise price ($54.85).
- Conversion of SARs, which are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($43.92) over the exercise price ($54.85).
- The shares sold on the open market are the aggregate net shares received upon the exercise of the SARs reported in Table I.
- On March 1, 2012 the reporting person was granted SARs, which vested ratably over a 3-year period beginning on March 1, 2013.
- The SARs granted on March 1, 2012 have an expiration date of March 1, 2019.
- On March 1, 2013 the reporting person was granted SARs, which vested ratably over a 3-year period beginning on March 1, 2014.
- The SARs granted on March 1, 2013 have an expiration date of March 1, 2020.
- On March 1, 2014 the reporting person was granted SARs, which vested ratably over a 3-year period beginning on March 1, 2015.
- The SARs granted on March 1, 2014 have an expiration date of March 1, 2021.
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