Filing Details
- Accession Number:
- 0001019056-18-000833
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-12 17:00:05
- Reporting Period:
- 2018-07-11
- Accepted Time:
- 2018-07-12 17:00:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1629210 | Paramount Gold Nevada Corp. | PZG | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
931301 | Fcmi Financial Corp Et Al | 181 Bay Street Suite 250 Toronto A6 M5J 2T3 | No | No | Yes | No | |
1268239 | Albert Friedberg | Fcmi Financial Corporation 181 Bay Street, Suite 250 Toronto A6 M5J 2T3 | No | No | Yes | No | |
1678258 | Fcmi Parent Co. | 181 Bay Street Suite 250 Toronto A6 M5J 2T3 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2018-07-11 | 380,000 | $1.25 | 4,727,910 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to purchase Common Stock | Acquisiton | 2018-07-11 | 380,000 | $0.00 | 190,000 | $1.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
380,000 | 2018-07-11 | 2020-07-10 | No | 4 | A | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to purchase Common Stock | $2.25 | 2017-02-14 | 2019-02-13 | 248,400 | 496,800 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-02-13 | 248,400 | 496,800 | Direct |
Footnotes
- On July11, 2018, FCMI Parent Co. purchased 380,000 Units of the Issuer's securities; each Unit consisting of one share of the Issuer's common stock and one warrant to purchase one-half of one share of such common stock.
- The purchase price per Unit was $1.25. The subscription documents for the Units did not allocate the purchase price between the shares of common stock and the warrants.
- Of such 4,727,910 shares, 3,505,699 shares are owned directly by FCMI Parent Co., and 1,222,211 shares are owned directly by FCMI Financial Corporation. The Warrants listed in Table II are owned directly by FCMI Parent Co. FCMI Financial Corp.is a wholly-owned subsidiary of FCMI Parent Co. Mr. Albert D. Friedberg is the President of FCMI Parent Co., which is owned by Mr. Friedberg and members of his family and controlled by Mr. Friedberg.
- Each warrant will have a two-year term from the issuance date and will be exercisable in the first year at $1.30 per share and in the second year at $1.50 per share, in each case subject to adjustment for certain events set forth in the warrants.