Filing Details

Accession Number:
0001209191-18-042445
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-12 16:07:19
Reporting Period:
2018-07-10
Accepted Time:
2018-07-12 16:07:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
889609 Consumer Portfolio Services Inc CPSS National Commercial Banks (6021) DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
831001 Citigroup Inc 388 Greenwich Street
New York NY 10013
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-07-10 2,000,000 $0.00 2,000,000 No 4 X Indirect By Subsidiary
Common Stock Disposition 2018-07-10 5 $4.00 1,999,995 No 4 S Indirect By Subsidiary
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect By Subsidiary
No 4 S Indirect By Subsidiary
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Disposition 2018-07-10 2,000,000 $0.00 2,000,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-07-10 2018-07-10 No 4 X Indirect
Footnotes
  1. The exercise price of the warrant securities ("Warrants") is $0.00001 per share of common stock.
  2. These Shares are beneficially owned by Citigroup Financial Products Inc. ("CFP"). Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings.
  3. On July 10, 2018, the reporting person exercised a warrant to purchase 2,000,000 shares of the Issuer's common stock for $0.00001 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 5 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,999,995 shares.