Filing Details
- Accession Number:
- 0001209191-18-042445
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-12 16:07:19
- Reporting Period:
- 2018-07-10
- Accepted Time:
- 2018-07-12 16:07:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
889609 | Consumer Portfolio Services Inc | CPSS | National Commercial Banks (6021) | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
831001 | Citigroup Inc | 388 Greenwich Street New York NY 10013 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-07-10 | 2,000,000 | $0.00 | 2,000,000 | No | 4 | X | Indirect | By Subsidiary |
Common Stock | Disposition | 2018-07-10 | 5 | $4.00 | 1,999,995 | No | 4 | S | Indirect | By Subsidiary |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | By Subsidiary |
No | 4 | S | Indirect | By Subsidiary |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Disposition | 2018-07-10 | 2,000,000 | $0.00 | 2,000,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-07-10 | 2018-07-10 | No | 4 | X | Indirect |
Footnotes
- The exercise price of the warrant securities ("Warrants") is $0.00001 per share of common stock.
- These Shares are beneficially owned by Citigroup Financial Products Inc. ("CFP"). Citigroup Global Markets Holdings Inc. ("CGM Holdings") is the sole stockholder of CFP. Citigroup Inc. ("Citigroup") is the sole stockholder of CGM Holdings.
- On July 10, 2018, the reporting person exercised a warrant to purchase 2,000,000 shares of the Issuer's common stock for $0.00001 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 5 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,999,995 shares.