Filing Details
- Accession Number:
- 0000947871-18-000563
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-11 17:47:22
- Reporting Period:
- 2018-07-09
- Accepted Time:
- 2018-07-11 17:47:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1674910 | Valvoline Inc | VVV | Miscellaneous Products Of Petroleum & Coal (2990) | 300939371 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685757 | R. Anthony Puckett | 100 Valvoline Way Lexington KY 40509 | President, Quick Lubes | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-07-09 | 3,362 | $9.64 | 5,445 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-07-09 | 7,263 | $10.33 | 12,708 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-07-09 | 8,339 | $13.08 | 21,047 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-07-09 | 12,832 | $21.65 | 8,215 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-07-10 | 6,132 | $21.72 | 2,083 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | FY 2011 Stock Appreciation Right | Disposition | 2018-07-09 | 3,362 | $0.00 | 3,362 | $9.64 |
| Common Stock | FY 2012 Stock Appreciation Right | Disposition | 2018-07-09 | 7,263 | $0.00 | 7,263 | $10.33 |
| Common Stock | FY 2013 Stock Appreciation Right | Disposition | 2018-07-09 | 8,339 | $0.00 | 8,339 | $13.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-11-17 | 2020-12-17 | No | 4 | M | Direct |
| 0 | 2014-12-02 | 2022-01-02 | No | 4 | M | Direct |
| 0 | 2015-11-14 | 2022-12-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,544 | Indirect | By 401(k) Plan |
Footnotes
- Stock appreciation rights were exercised and the net issued shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on May 21, 2018.
- As of the close of business on July 10, 2018, the Reporting Person had acquired approximately 7,544 shares of Valvoline common stock under the Valvoline 401(k) Plan (based on the closing price of Valvoline common stock as of the close of business on July 10, 2018).
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