Filing Details
- Accession Number:
- 0001127602-18-023056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-10 20:08:25
- Reporting Period:
- 2018-04-30
- Accepted Time:
- 2018-07-10 20:08:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1645494 | Arris International Plc | ARRS | Radio & Tv Broadcasting & Communications Equipment (3663) | 981241619 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1662683 | Charles Philip Baldock | 3871 Lakefield Drive Suwanee GA 30024 | Svp, Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2018-07-06 | 2,788 | $0.00 | 12,691 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2018-07-09 | 1,394 | $25.47 | 11,297 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2018-04-30 | 247 | $23.21 | 10,150 | No | 5 | J | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | J | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Shares | Disposition | 2018-07-06 | 1,215 | $25.27 | 1,215 | $0.00 |
| Ordinary Shares | Restricted Shares | Disposition | 2018-07-06 | 2,788 | $0.00 | 2,788 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,793 | 2020-07-07 | No | 4 | F | Direct | |
| 8,005 | 2020-07-07 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Shares | $0.00 | 2020-01-31 | 29,960 | 29,960 | Direct | |
| Ordinary Shares | Restricted Shares | $0.00 | 2021-01-31 | 32,930 | 32,930 | Direct | |
| Ordinary Shares | Restricted Shares | $0.00 | 2019-01-31 | 32,020 | 32,020 | Direct | |
| Ordinary Shares | Restricted Shares | $0.00 | 2012-03-29 | 11,235 | 11,235 | Direct | |
| Ordinary Shares | Restricted Shares | $0.00 | 2022-03-30 | 16,465 | 16,465 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 29,960 | 29,960 | Direct | |
| 32,930 | 32,930 | Direct | |
| 32,020 | 32,020 | Direct | |
| 11,235 | 11,235 | Direct | |
| 16,465 | 16,465 | Direct |
Footnotes
- Represents the vested portion of a restricted stock unit grant converting to ordinary shares.
- Shares sold subject to an existing Rule 10b5-1 Sales Plan.
- Shares acquired through the ARRIS International plc ESPP.
- Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units.
- Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
- This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
- Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.
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