Filing Details
- Accession Number:
- 0001161697-18-000363
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-10 17:59:29
- Reporting Period:
- 2018-07-09
- Accepted Time:
- 2018-07-10 17:59:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1074828 | Know Labs Inc. | KNWN | Measuring & Controlling Devices, Nec (3829) | 900273142 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1140319 | P Ronald Erickson | 500 Union Street Suite 810 Seattle WA 98101 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-07-09 | 800,000 | $0.25 | 910,001 | No | 4 | P | Indirect | . |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | . |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 320,934 | Direct | |
Common Stock | 3,334 | Indirect | . |
Common Stock | 1,467 | Indirect | . |
Common Stock | 20,335 | Indirect | . |
Common Stock | 2,014 | Indirect | . |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common Stock | $0.50 | 2018-01-31 | 2023-01-31 | 855,000 | 855,000 | Direct |
Common Stock | Warrant to Purchase Common Stock | $0.50 | 2018-03-16 | 2023-03-16 | 1,039,666 | 1,039,666 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-01-31 | 855,000 | 855,000 | Direct |
2023-03-16 | 1,039,666 | 1,039,666 | Indirect |
Footnotes
- Held by Dia Armenta, the Reporting Person's wife.
- Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.
- Held by Juliz Limited Partnership- Family LP.
- Held by J3E2A2Z Limited Partnership.
- Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.
- Price subject to adjustment.