Filing Details
- Accession Number:
- 0001209191-11-011079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-18 15:02:52
- Reporting Period:
- 2011-02-17
- Filing Date:
- 2011-02-18
- Accepted Time:
- 2011-02-18 15:02:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
914208 | Invesco Ltd. | IVZ | Investment Advice (6282) | 980557567 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192224 | David Hartley | 1555 Peachtree Street Ne Suite 1800 Atlanta GA 30309 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2011-02-17 | 12,500 | $12.06 | 151,934 | No | 4 | X | Direct | |
Common Shares | Disposition | 2011-02-17 | 12,500 | $27.35 | 139,434 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Option (right to buy) | Disposition | 2011-02-17 | 12,500 | $0.00 | 12,500 | $12.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-12-16 | 2013-12-15 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 26,895 | Indirect | By ESOP |
Footnotes
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average purchase price. The range of prices for such transaction was $27.34 to $27.35.