Filing Details
- Accession Number:
- 0001140361-18-031776
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-06 16:05:42
- Reporting Period:
- 2018-06-05
- Accepted Time:
- 2018-07-06 16:05:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
911649 | Standard Diversified Inc. | SDI | Tobacco Products (2100) | 561581761 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409888 | L.p. General Standard | 767 Fifth Avenue, 12Th Floor New York NY 10153 | No | No | Yes | No | |
1418202 | Soohyung Kim | 767 Fifth Avenue, 12Th Floor New York NY 10153 | See Footnote 3 | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 ("Class A Common Stock | Acquisiton | 2018-06-05 | 878 | $12.25 | 7,389,444 | No | 4 | P | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2018-07-03 | 300 | $14.70 | 7,389,144 | No | 4 | S | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2018-07-05 | 797 | $14.73 | 7,388,347 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock, Par Value $0.01 ("Class B Common Stock | 7,360,075 | Indirect | See Footnotes |
Footnotes
- The sales reported herein were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Persons on June 19, 2018.
- This sale by certain accounts managed by the Reporting Persons was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the following purchases by different accounts managed by the Reporting Persons: (i) 144 shares purchased on May 22, 2018 at a price of $10.25 per share, and (ii) 156 shares purchased on May 24, 2018 at a price of $11.0682 per share. The Reporting Persons have already delivered to the Issuer a check representing the full amount of their pecuniary interest in the disgorgeable profit arising from such transactions.
- This sale by certain accounts managed by the Reporting Persons was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the purchase by different accounts managed by the Reporting Persons of 797 shares purchased on May 24, 2018 at a price of $11.0682 per share. The Reporting Persons have already delivered to the Issuer a check representing the full amount of their pecuniary interest in the disgorgeable profit arising from such transactions.
- The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- This Form 4 does not report any pecuniary interest of David Glazek in securities of the Issuer. Mr. Glazek, a director of the Issuer and a partner of Standard General, separately files reports under Section 16.