Filing Details
- Accession Number:
- 0001140361-11-010733
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-18 14:25:07
- Reporting Period:
- 2011-02-17
- Filing Date:
- 2011-02-18
- Accepted Time:
- 2011-02-18 14:25:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1124676 | First Century Bancorp. | NONE | National Commercial Banks (6021) | 582554464 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398204 | Jr William Bagwell | 807 Dorsey Street Gainesville GA 30501 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, No Par Value | Acquisiton | 2011-02-17 | 9,336 | $1.00 | 9,336 | No | 4 | P | Indirect | By Hanging Rock, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Hanging Rock, LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2011-02-17 | 37,312 | $0.67 | 37,312 | $0.67 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,312 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, No Par Value | 496,507 | Indirect | By Homestead Investments, LLC |
Common Stock, No Par Value | 40,507 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | $0.67 | 2010-06-25 | 2020-06-25 | 37,313 | 37,313 | Direct |
Common Stock | Warrant | $0.67 | 2010-06-25 | 2020-06-25 | 373,134 | 373,134 | Indirect |
Common Stock | Warrant | $0.67 | 2010-06-25 | 305,220 | 305,220 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-06-25 | 37,313 | 37,313 | Direct |
2020-06-25 | 373,134 | 373,134 | Indirect |
305,220 | 305,220 | Indirect |
Footnotes
- The Warrant is immediately exercisable.
- Warrant expiration date is not applicable.
- The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes os Section 16 or any other purpose.