Filing Details
- Accession Number:
- 0001493152-18-009731
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-05 17:00:27
- Reporting Period:
- 2018-07-03
- Accepted Time:
- 2018-07-05 17:00:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
771999 | Document Security Systems Inc | DSS | Paperboard Containers & Boxes (2650) | 161229730 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1261725 | Ambrose Fai Heng Chan | C/O Document Security Systems, Inc. 200 Canal View Blvd., Suite 300 Rochester NY 14623 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-07-03 | 214,286 | $1.40 | 1,174,286 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 500,000 | Indirect | See Footnote |
Common Stock | 683,000 | Indirect | See Footnote |
Common Stock | 2,912 | Direct |
Footnotes
- Held by Heng Fai Holdings Limited, of which Reporting Person is an officer and the owner. The Reporting Person has dispositive control over these securities.
- Held by BMI Capital Partners International Limited, of which the Reporting Person is a director. The Reporting Person has dispositive control over these securities.
- Held by Hengfai Business Development Pte Ltd., of which Reporting Person is the Chief Executive Officer and Owner. The Reporting Person has dispositive control over these securities.