Filing Details
- Accession Number:
- 0000899243-18-019455
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-05 16:30:24
- Reporting Period:
- 2018-07-02
- Accepted Time:
- 2018-07-05 16:30:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1693415 | Translate Bio Inc. | TBIO | Biological Products, (No Disgnostic Substances) (2836) | 611807780 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1709976 | Jr. M. Brian Gallagher | C/O S.r. One, Limited 161 Washington Street, Suite 500 Conshohocken PA 19428 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-07-02 | 1,674,016 | $0.00 | 1,674,016 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-07-02 | 1,300,116 | $0.00 | 2,974,132 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-07-02 | 454,550 | $0.00 | 3,428,682 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-07-02 | 269,230 | $13.00 | 3,697,912 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2018-07-02 | 9,300,000 | $0.00 | 1,674,016 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2018-07-02 | 7,222,797 | $0.00 | 1,300,116 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2018-07-02 | 2,525,253 | $0.00 | 454,550 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Reflects shares of the Issuer's Common Stock that were purchased in connection with the Issuer's initial public offering.
- The Series A, Series B and Series C Preferred Stock were converted into Common Stock on a 5.5555-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A, Series B, and Series C Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date.
- S.R. One, Limited, an indirect,wholly-owned subsidiary of GlaxoSmithKline plc, is the record holder of these shares reported herein. Brian M. Gallagher, Jr. is a Partner and Vice President at S.R. One, Limited and an employee of GlaxoSmithKline LLC, an indirect, wholly-owned subsidiary of GlaxoSmithKline plc. Mr. Gallagher disclaims beneficial ownership of all shares held by S.R. One, Limited and this report shall not be deemed an admission of beneficial ownership of such shares for the purpose of Section 16 or for any other purpose except to the extent of his pecuniary interest therein.