Filing Details
- Accession Number:
- 0001209191-11-010985
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-18 13:46:43
- Reporting Period:
- 2011-02-17
- Filing Date:
- 2011-02-18
- Accepted Time:
- 2011-02-18 13:46:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 890846 | Uroplasty Inc | UPI | Surgical & Medical Instruments & Apparatus (3841) | 411719250 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205069 | Sven Wehrwein | 5850 Opus Parkway Suite 300 Minnetonka MN 55343 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-17 | 5,000 | $1.82 | 10,025 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-17 | 5,000 | $5.25 | 5,025 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | non-qualified stock options | Disposition | 2011-02-17 | 5,000 | $1.82 | 25,000 | $1.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2006-08-28 | 2011-08-27 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | non-qualified stock options | $0.77 | 2009-09-15 | 2014-09-14 | 15,000 | 15,000 | Direct |
| Common Stock | non-qualified stock options | $4.16 | 2011-09-14 | 2017-09-13 | 6,175 | 6,175 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-09-14 | 15,000 | 15,000 | Direct |
| 2017-09-13 | 6,175 | 6,175 | Direct |
Footnotes
- Includes 3,625 shares of restricted stock subject to risk of forfeiture that lapses six months from the grant date (September 14, 2010).
- Fully vested.
Billionaire Hedge Funds
