Filing Details
- Accession Number:
- 0000903423-18-000373
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-03 17:59:39
- Reporting Period:
- 2018-07-02
- Accepted Time:
- 2018-07-03 17:59:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1693415 | Translate Bio Inc. | TBIO | Pharmaceutical Preparations (2834) | X0 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1131399 | Plc Glaxosmithkline | 980 Great West Road Brentford Middlesex X0 TW8 9GS | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-07-02 | 1,674,016 | $0.00 | 1,674,016 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-07-02 | 1,300,116 | $0.00 | 2,974,132 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-07-02 | 454,550 | $0.00 | 3,428,682 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-07-02 | 269,230 | $13.00 | 3,697,912 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2018-07-02 | 9,300,000 | $0.00 | 1,674,016 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2018-07-02 | 7,222,797 | $0.00 | 1,300,116 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2018-07-02 | 2,525,253 | $0.00 | 454,550 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- S.R. One, Limited acquired 269,230 Common Stock of the Issuer in connection with the Issuer's initial public offering.
- The Series A, Series B and Series C Preferred Stock were converted into Common Stock on a 5.5555-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A, Series B, and Series C Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date.
- The shares reported herein are held of record by S.R. One, Limited, an indirect,wholly-owned subsidiary of GlaxoSmithKline plc (the "Reporting Person").