Filing Details
- Accession Number:
- 0001140361-18-031152
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-03 12:18:54
- Reporting Period:
- 2018-06-29
- Accepted Time:
- 2018-07-03 12:18:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1347858 | 22Nd Century Group Inc. | XXII | Cigarettes (2111) | 980468420 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1608342 | L. Thomas James | C/O 22Nd Century Group, Inc. 8560 Main Street Williamsville NY 14221 | Vp, General Counsel & Sec'y. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-06-29 | 50,000 | $2.44 | 50,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $2.76 | 2028-03-06 | 117,146 | 117,146 | Direct | |
Common Stock | Stock Option Grant (Right to Buy) | $1.39 | 2027-05-24 | 124,000 | 124,000 | Direct | |
Common Stock | Stock Option Grant | $0.95 | 2026-03-04 | 136,170 | 136,170 | Direct | |
Common Stock | Options to Purchase Common Stock | $2.61 | 2017-05-01 | 2024-05-27 | 300,000 | 300,000 | Direct |
Common Stock | Stock Option (right to buy) | $0.96 | 2016-02-16 | 2025-02-16 | 198 | 197,568 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2028-03-06 | 117,146 | 117,146 | Direct |
2027-05-24 | 124,000 | 124,000 | Direct |
2026-03-04 | 136,170 | 136,170 | Direct |
2024-05-27 | 300,000 | 300,000 | Direct |
2025-02-16 | 198 | 197,568 | Direct |
Footnotes
- Stock option grant which vests one-third on each of March 6, 2019, March 6, 2020 and March 6, 2021.
- Stock option grant which vests one-third on each of April 1, 2018, April 1, 2019 and April 1, 2020.
- Stock option grant which vests one-third on each of March 4, 2017, March 4, 2018 and March 4, 2019.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.42 to $2.49, inclusive. The Reporting Person undertakes to provide 22nd Century Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.