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Filing Details

Accession Number:: 0001140361-18-031069
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-07-02 21:16:44
Reporting Period:: 2018-07-02

Accepted Time:: 2018-07-02 21:16:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1595585	Tricida Inc.	TCDA	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1253886	G Patrick Enright	2740 Sand Hill Road, Second Floor Menlo Park CA 94025	No	No	No	No
1431159	Juliet Bakker Tammenoms	2740 Sand Hill Road, Second Floor Menlo Park CA 94025	No	No	No	No
1527510	Longitude Venture Partners Ii, L.p.	2740 Sand Hill Road, Second Floor Menlo Park CA 94025	No	No	No	No
1647491	Longitude Capital Partners Ii, Llc	2740 Sand Hill Road, Second Floor Menlo Park CA 94025	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-07-02	2,431,511	$0.00	2,431,511	No	4	C	Indirect	Longitude Venture Partners II, L.P.
Common Stock	Acquisiton	2018-07-02	456,644	$0.00	2,888,155	No	4	C	Indirect	Longitude Venture Partners II, L.P.
Common Stock	Acquisiton	2018-07-02	131,579	$19.00	3,019,734	No	4	P	Indirect	Longitude Venture Partners II, L.P

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	Longitude Venture Partners II, L.P.
No	4	C	Indirect	Longitude Venture Partners II, L.P.
No	4	P	Indirect	Longitude Venture Partners II, L.P

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series C Convertible Preferred Stock	Disposition	2018-07-02	9,677,419	$0.00	2,431,511	$0.00
Common Stock	Series D Convertible Preferred Stock	Disposition	2018-07-02	1,817,447	$0.00	456,644	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect
0			No	4	C	Indirect

Footnotes

Each of the Series C Convertible Preferred Stock and Series D Convertible Preferred Stock was convertible at any time at the option of the holder into Common Stock at a rate of 1/3.98, for no additional consideration, and had no expiration date. Each of the Series C Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock, at a rate of 1/3.98 and for no additional consideration, upon closing of the Issuer's initial public offering of its Common Stock.
These shares are held directly by Longitude Venture Partners II, L.P. ("Longitude II"). This statement is filed jointly by Longitude Capital Partners II, LLC ("LCP2"), Longitude II, Patrick G. Enright ("Mr. Enright") and Juliet Tammenoms Bakker ("Ms. Bakker"), all of whom share beneficial ownership of more than 10% of the capital stock of the Issuer. LCP2 is the general partner of Longitude II and may be deemed to share voting and investment power over the shares of the Issuer held by Longitude II. Mr. Enright and Ms. Bakker are the managing members of LCP2 and may be deemed to share voting and investment power over the shares of the Issuer held by Longitude II.
Each of LCP2, Mr. Enright and Ms. Bakker disclaims beneficial ownership of such shares except to the extent of its, his or her pecuniary interest therein, and the filing of this statement shall not be deemed an admission that any such Reporting Person is a beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.