Filing Details
- Accession Number:
- 0001144204-18-037043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-02 20:09:56
- Reporting Period:
- 2018-06-28
- Accepted Time:
- 2018-07-02 20:09:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1006655 | Evolution Petroleum Corp | EPM | Crude Petroleum & Natural Gas (1311) | 411781991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1271502 | John Lovoi | 10000 Memorial Drive Suite 550 Houston TX 77024 | No | No | Yes | No | |
1571902 | Jvl Advisors, L.l.c. | 10000 Memorial Drive Suite 550 Houston TX 77024 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-06-28 | 29,336 | $10.12 | 653,124 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2018-06-28 | 11,882 | $10.12 | 409,708 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2018-06-29 | 103,488 | $9.89 | 549,636 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Footnotes
- John V. Lovoi ("Lovoi") is (i) a managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver") and (ii) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Navitas Fund LP, a Texas limited partnership ("Navitas", and together with Luxiver, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.
- Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.
- Represents Navitas' sale of shares of common stock.
- Represents shares of common stock held by Navitas.
- Represents Luxiver's sale of shares of common stock.
- Represents shares of common stock held by Luxiver.
- Represents a weighted average sale price for the shares of common stock - the high price was $10.3000 and the low price was $10.0000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents a weighted average sale price for the shares of common stock - the high price was $10.1000 and the low price was $9.8000. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.