Filing Details

Accession Number:
0000091142-11-000043
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-18 10:59:24
Reporting Period:
2011-02-17
Filing Date:
2011-02-18
Accepted Time:
2011-02-18 10:59:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Motors & Generators (3621) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1310176 A Mark Petrarca A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Senior Vice Pres. - H.r. & P.a No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-17 11,700 $25.84 32,225 No 4 M Direct
Common Stock Acquisiton 2011-02-17 11,250 $23.76 43,475 No 4 M Direct
Common Stock Disposition 2011-02-17 7,579 $42.60 35,896 No 4 S Direct
Common Stock Disposition 2011-02-17 1,991 $42.61 33,905 No 4 S Direct
Common Stock Disposition 2011-02-17 2,700 $42.62 31,205 No 4 S Direct
Common Stock Disposition 2011-02-17 3,121 $42.63 28,084 No 4 S Direct
Common Stock Disposition 2011-02-17 1,000 $42.64 27,084 No 4 S Direct
Common Stock Disposition 2011-02-17 1,350 $42.65 25,734 No 4 S Direct
Common Stock Disposition 2011-02-17 1,038 $42.66 24,696 No 4 S Direct
Common Stock Disposition 2011-02-17 696 $42.67 24,000 No 4 S Direct
Common Stock Disposition 2011-02-17 1,600 $42.68 22,400 No 4 S Direct
Common Stock Disposition 2011-02-17 838 $42.69 21,562 No 4 S Direct
Common Stock Disposition 2011-02-17 537 $42.70 21,025 No 4 S Direct
Common Stock Disposition 2011-02-17 500 $42.71 20,525 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2011-02-17 11,700 $0.00 11,700 $25.84
Common Stock Employee Stock Options (Right to Buy) Disposition 2011-02-17 11,250 $0.00 11,250 $23.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
51,600 2017-02-09 No 4 M Direct
40,350 2018-02-11 No 4 M Direct
Footnotes
  1. The employee stock options were granted on 02/09/2007, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2008.
  2. The employee stock options were granted on 02/11/2008, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2009.