Filing Details
- Accession Number:
- 0000091142-11-000043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-18 10:59:24
- Reporting Period:
- 2011-02-17
- Filing Date:
- 2011-02-18
- Accepted Time:
- 2011-02-18 10:59:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Motors & Generators (3621) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1310176 | A Mark Petrarca | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Senior Vice Pres. - H.r. & P.a | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-17 | 11,700 | $25.84 | 32,225 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-17 | 11,250 | $23.76 | 43,475 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-17 | 7,579 | $42.60 | 35,896 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-17 | 1,991 | $42.61 | 33,905 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-17 | 2,700 | $42.62 | 31,205 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-17 | 3,121 | $42.63 | 28,084 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-17 | 1,000 | $42.64 | 27,084 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-17 | 1,350 | $42.65 | 25,734 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-17 | 1,038 | $42.66 | 24,696 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-17 | 696 | $42.67 | 24,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-17 | 1,600 | $42.68 | 22,400 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-17 | 838 | $42.69 | 21,562 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-17 | 537 | $42.70 | 21,025 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-17 | 500 | $42.71 | 20,525 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2011-02-17 | 11,700 | $0.00 | 11,700 | $25.84 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2011-02-17 | 11,250 | $0.00 | 11,250 | $23.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
51,600 | 2017-02-09 | No | 4 | M | Direct | |
40,350 | 2018-02-11 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on 02/09/2007, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2008.
- The employee stock options were granted on 02/11/2008, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2009.