Filing Details

Accession Number:
0001667769-18-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-07-02 19:01:51
Reporting Period:
2018-06-29
Accepted Time:
2018-07-02 19:01:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000045 Nicholas Financial Inc NICK Short-Term Business Credit Institutions (6153) 593019317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1667769 K Adam Peterson 1411 Harney Street, Suite 200
Omaha NE 68102
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-29 80,613 $8.81 1,493,446 No 4 P Indirect Directly Owned by Magnolia Capital LLC
Common Stock Acquisiton 2018-07-02 3,865 $9.39 1,497,331 No 4 P Indirect Directly Owned by Magnolia Capital LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Directly Owned by Magnolia Capital LLC
No 4 P Indirect Directly Owned by Magnolia Capital LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,683 Direct
Footnotes
  1. Weighted average for day