Filing Details
- Accession Number:
- 0001171843-18-004983
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-02 18:03:32
- Reporting Period:
- 2018-06-28
- Accepted Time:
- 2018-07-02 18:03:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1612630 | Joint Corp | JYNT | Patent Owners & Lessors (6794) | 900544160 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1690105 | P John Meloun | 16767 N. Perimeter Dr., Ste. 240 Scottsdale AZ 85260 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-28 | 5,000 | $4.10 | 18,922 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-06-28 | 5,000 | $2.24 | 23,922 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-06-28 | 8,750 | $2.51 | 32,672 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-06-28 | 13,907 | $3.88 | 46,579 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-28 | 29,909 | $8.02 | 16,670 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-06-28 | 10,630 | $8.00 | 6,040 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-06-29 | 4,040 | $8.00 | 2,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-06-28 | 5,000 | $0.00 | 5,000 | $4.10 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-06-28 | 5,000 | $0.00 | 5,000 | $2.24 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-06-28 | 8,750 | $0.00 | 8,750 | $2.51 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-06-28 | 13,907 | $0.00 | 13,907 | $3.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2026-03-14 | No | 4 | M | Direct | |
| 0 | 2026-08-09 | No | 4 | M | Direct | |
| 0 | 2026-11-08 | No | 4 | M | Direct | |
| 0 | 2027-05-09 | No | 4 | M | Direct |
Footnotes
- 5,000 options of a total award of 10,000 options vested in two equal installments on March 14, 2017 and 2018.
- 5,000 options of a total award of 20,000 options vested on August 9, 2017.
- 8,750 options of a total award of 35,000 options vested on November 8, 2017.
- 13,907 options of a total award of 13,907 options vested on March 31, 2018.
Billionaire Hedge Funds
