Filing Details
- Accession Number:
- 0000874977-18-000096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-07-02 15:32:33
- Reporting Period:
- 2018-06-29
- Accepted Time:
- 2018-07-02 15:32:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874977 | State Auto Financial Corp | STFC | Fire, Marine & Casualty Insurance (6331) | 311324304 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1380460 | Eugene Steven English | 518 E. Broad Street Columbus OH 43215 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Without Par Value | Acquisiton | 2018-06-29 | 15,302 | $18.78 | 50,544 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Disposition | 2018-06-29 | 15,302 | $30.51 | 35,242 | No | 4 | S | Direct | |
| Common Shares Without Par Value | Acquisiton | 2018-06-29 | 3,632 | $17.03 | 38,874 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Disposition | 2018-06-29 | 3,632 | $30.90 | 35,242 | No | 4 | S | Direct | |
| Common Shares Without Par Value | Acquisiton | 2018-06-29 | 1,300 | $17.03 | 36,542 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Disposition | 2018-06-29 | 1,300 | $31.14 | 35,242 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option Right to Buy (NQ) | Disposition | 2018-06-29 | 15,302 | $0.00 | 15,302 | $18.78 |
| Common Shares | Employee Stock Option Right to Buy (NQ) | Disposition | 2018-06-29 | 3,632 | $0.00 | 3,632 | $17.03 |
| Common Shares | Employee Stock Option Right to Buy (NQ) | Disposition | 2018-06-29 | 1,300 | $0.00 | 1,300 | $17.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,302 | 2011-03-04 | 2020-03-03 | No | 4 | M | Direct |
| 3,632 | 2012-03-03 | 2021-03-02 | No | 4 | M | Direct |
| 1,300 | 2012-03-03 | 2021-03-02 | No | 4 | M | Direct |
Footnotes
- Transaction pursuant to reporting person's Rule 10b5-1 trading plan. See Item 8.01 of the Form 8-K filed by State Auto Financial Corporation on June 4, 2018.
- Includes the following acquisition: 58.847 shares acquired in June 2018 through the STFC 401(k) Plan.
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