Filing Details
- Accession Number:
- 0001444363-18-000115
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-29 16:54:57
- Reporting Period:
- 2018-06-27
- Accepted Time:
- 2018-06-29 16:54:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1444363 | Gain Capital Holdings Inc. | GCAP | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204485 | Alex Goor | C/O Gain Capital Holdings, Inc. Bedminster One, 135 Us Hwy 202/206 Bedminster NJ 07921 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-27 | 100 | $7.50 | 55,560 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-06-28 | 7,586 | $7.50 | 63,146 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- The shares were purchased for the custodial account of a minor child of the reporting person pursuant to a plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- The shares were purchased pursuant to a plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Includes 3,986 shares purchased for custodial accounts for the reporting person's minor children.
Billionaire Hedge Funds
