Filing Details
- Accession Number:
- 0001214659-18-004651
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-29 16:39:36
- Reporting Period:
- 2018-06-27
- Accepted Time:
- 2018-06-29 16:39:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
896493 | Dpw Holdings Inc. | DPW | Electronic Components, Nec (3679) | 941721931 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1212502 | Iii C Milton Ault | P.o. Box 3587 Tustin CA 92781 | Chairman And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-06-27 | 529 | $0.55 | 75,529 | No | 4 | P | Indirect | See Footnote (1) |
Common Stock | Acquisiton | 2018-06-27 | 871 | $0.54 | 76,400 | No | 4 | P | Indirect | See Footnote (1) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote (1) |
No | 4 | P | Indirect | See Footnote (1) |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2018-05-08 | 75,000 | $0.00 | 75,000 | $0.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
75,000 | 2018-05-08 | 2022-10-04 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 34,600 | Direct |
Footnotes
- 76,400 shares of Common Stock are held by the Reporting Person's wholly owned company, Ault & Company, Inc. ("Ault & Company").
- On October 4, 2017, Ault & Company agreed to purchase (i) 75,000 shares of the Issuer's common stock at $0.60 per share and (ii) a warrant to purchase 75,000 shares of common stock, exercisable at $0.60 per share, for an aggregate purchase price of $45,000. However, such shares and warrant were not sold and issued to Ault & Company until May 8, 2018.