Filing Details
- Accession Number:
- 0001615774-18-006006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-29 16:30:40
- Reporting Period:
- 2018-06-28
- Accepted Time:
- 2018-06-29 16:30:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1430306 | Tonix Pharmaceuticals Holding Corp. | TNXP | Pharmaceutical Preparations (2834) | 261434750 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1563420 | Seth Lederman | C/O Tonix Pharmaceuticals Holding Corp. 509 Madison Avenue, Suite 306 New York NY 10022 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2018-06-28 | 500 | $4.58 | 17,166 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value | 22,700 | Indirect | By 401(k) plan |
Common Stock, $0.001 Par Value | 45,900 | Indirect | By IRA account |
Common Stock, $0.001 Par Value | 3,100 | Indirect | By spouse |
Common Stock, $0.001 Par Value | 2,917 | Indirect | By Leder Laboratories, Inc. |
Common Stock, $0.001 Par Value | 2,917 | Indirect | By Starling Pharmaceuticals, Inc. |
Common Stock, $0.001 Par Value | 20,463 | Indirect | By Lederman & Co., LLC |
Common Stock, $0.001 Par Value | 3,246 | Indirect | By L&L Technologies, LLC |
Common Stock, $0.001 Par Value | 5,898 | Indirect | By Targent Pharmaceuticals, LLC |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.57 to $4.59 per share, inclusive. The reporting person undertakes to provide to Tonix Pharmaceuticals Holding Corp. ("Tonix"), any security holder of Tonix, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
- Reporting person may be deemed to be a control person of this entity.