Filing Details

Accession Number:
0001654954-18-007177
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-29 16:16:03
Reporting Period:
2018-06-28
Accepted Time:
2018-06-29 16:16:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141197 Pedevco Corp PED Crude Petroleum & Natural Gas (1311) 223755993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1554740 Moore Clark 4125 Blackhawk Plaza Circle
Suite 201
Danville CA 94506
Executive Vp No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-06-28 75,500 $2.85 235,076 No 5 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,734 Indirect By Minor Children
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Option (Right to Buy) $2.20 2017-07-22 2021-07-01 28,000 28,000 Direct
Common Stock Incentive Stock Option (Right to Buy) $3.70 2015-07-01 2020-07-01 27,000 27,000 Direct
Common Stock Incentive Stock Option (Right to Buy) $5.10 2012-12-18 2022-06-18 4,447 4,447 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $5.10 2012-12-18 2022-06-18 18,887 18,887 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-07-01 28,000 28,000 Direct
2020-07-01 27,000 27,000 Direct
2022-06-18 4,447 4,447 Direct
2022-06-18 18,887 18,887 Direct
Footnotes
  1. Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the June 28, 2018 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).
  2. Reporting Person's holdings include: 3,334 shares, 9,352 shares, 26,250 and 195,000 all issued pursuant to restricted stock grants with 1,140 remaining of Founders Stock.
  3. Represents 2,867 shares of the Issuer's common stock owned by each of Reporting Person's two minor children.