Filing Details
- Accession Number:
- 0001209191-18-039958
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-28 19:10:55
- Reporting Period:
- 2018-06-26
- Accepted Time:
- 2018-06-28 19:10:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1340652 | Chemocentryx Inc. | CCXI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1226064 | M Susan Kanaya | C/O Chemocentryx, Inc. 850 Maude Avenue Mountain View CA 94043 | Evp, Cfo And Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-06-26 | 850 | $6.00 | 38,985 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-06-26 | 850 | $13.25 | 38,135 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-06-27 | 49,150 | $6.00 | 87,285 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-06-27 | 49,150 | $13.25 | 38,135 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-06-28 | 42,500 | $6.00 | 80,635 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-06-28 | 42,500 | $13.75 | 38,135 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-06-28 | 7,007 | $3.57 | 45,142 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-06-28 | 7,007 | $14.00 | 38,135 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2018-06-26 | 850 | $0.00 | 850 | $6.00 |
Common Stock | Stock Option (right to buy) | Disposition | 2018-06-27 | 49,150 | $0.00 | 49,150 | $6.00 |
Common Stock | Stock Option (right to buy) | Disposition | 2018-06-28 | 42,500 | $0.00 | 42,500 | $6.00 |
Common Stock | Stock Option (right to buy) | Disposition | 2018-06-28 | 7,007 | $0.00 | 7,007 | $3.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
91,650 | 2009-07-28 | 2019-07-28 | No | 4 | M | Direct |
42,500 | 2009-07-28 | 2019-07-28 | No | 4 | M | Direct |
0 | 2009-07-28 | 2019-07-28 | No | 4 | M | Direct |
182,993 | 2026-03-07 | No | 4 | M | Direct |
Footnotes
- Shares sold are associated with stock options that will expire in July 2019.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Reflects the weighted average sale price of the sales sold. The shares were sold in multiple trades at prices ranging from $14.00 to $14.01 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- As of June 26, 2018, and prior to this transaction, the exercised options were fully vested.
- Not applicable.
- As of June 28, 2018, the exercised options were fully vested.