Filing Details
- Accession Number:
- 0001408408-18-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-28 18:03:48
- Reporting Period:
- 2018-06-26
- Accepted Time:
- 2018-06-28 18:03:48
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1331271 | Bryan Kenneth Dart | P. O. Box 31300 Grand Cayman E9 KY1-1206 | No | No | Yes | No | |
1408408 | Ltd Capital Eastern | 10 Market Street, #773 Camana Bay Grand Cayman E9 KY1-9006 | No | No | Yes | No | |
1488856 | Ltd. Services Portfolio | 10 Market Street, # 773 Camana Bay Grand Cayman E9 KY1-9006 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2018-06-26 | 1,683,334 | $0.90 | 6,257,734 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Shares | Acquisiton | 2018-06-26 | 5,785 | $1,000.00 | 6,427,778 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,785 | No | 4 | P | Direct |
Footnotes
- Eastern Capital Limited acquired 1,683,334 shares of Common Stock of the Issuer (the "Shares") at a price of $0.90 per share and 5,785 Series B Preferred Shares at an offering price of $1,000 per Series B Preferred Share on June 26, 2018, in an underwritten public offering.
- The Series B Preferred Shares is convertible into Shares at the option of Eastern Capital Limited, at any time, at a conversion price equal to the public offering price of the Shares, and are subject to a limit of exercise to the extent (and only to the extent) that Eastern Capital Limited or any of its affiliates would beneficially own in excess of 48% of the Shares after giving effect to such exercise.