Filing Details
- Accession Number:
- 0000711377-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-17 20:07:32
- Reporting Period:
- 2011-02-15
- Filing Date:
- 2011-02-17
- Accepted Time:
- 2011-02-17 20:07:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
711377 | Neogen Corp | NEOG | In Vitro & In Vivo Diagnostic Substances (2835) | 382367843 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1168789 | L James Herbert | Neogen Corp 620 Lesher Place Lansing MI 48912 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-15 | 3,421 | $9.02 | 815,678 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-15 | 9,746 | $13.55 | 825,424 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-16 | 1,291 | $6.75 | 826,715 | No | 4 | M | Direct | |
Commons Stock | Disposition | 2011-02-16 | 1,291 | $37.41 | 825,424 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-16 | 3,748 | $8.09 | 829,172 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-16 | 3,748 | $37.41 | 825,424 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-17 | 5,252 | $9.09 | 830,676 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-17 | 5,252 | $37.18 | 825,424 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-17 | 1,350 | $8.18 | 826,774 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-17 | 1,350 | $37.18 | 825,424 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Options (Right to Buy) | Disposition | 2011-02-15 | 4,500 | $0.00 | 4,500 | $9.02 |
Common Stock | Common Stock Options (Right to Buy) | Disposition | 2011-02-15 | 15,236 | $0.00 | 15,236 | $13.55 |
Common Stock | Common Stock Options (Right to Buy) | Disposition | 2011-02-16 | 1,291 | $0.00 | 1,291 | $6.75 |
Common Stock | Common Stock Options (Right to Buy) | Disposition | 2011-02-16 | 3,748 | $0.00 | 3,748 | $9.09 |
Common Stock | Common Stock Options (Right to Buy) | Disposition | 2011-02-17 | 5,252 | $0.00 | 5,252 | $9.09 |
Common Stock | Common Stock Options (Right to Buy) | Disposition | 2011-02-17 | 1,350 | $0.00 | 1,350 | $13.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
111,695 | 2011-11-03 | No | 4 | M | Direct | |
96,459 | 2012-08-09 | No | 4 | M | Direct | |
95,168 | 2013-10-10 | No | 4 | M | Direct | |
91,420 | 2014-12-21 | No | 4 | M | Direct | |
86,168 | 2014-12-21 | No | 4 | M | Direct | |
84,818 | 2015-10-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 194,320 | Indirect | See Note |
Footnotes
- The shares are held in trust for the benifit of Judith Herbert, spouse of James Herbert.
- The options were granted 11/3/06 and became exercisable 20% yearly thereafter.
- The options were granted 8/9/07 and became exercisable 20% yearly thereafter.
- The options were granted 10/10/03 and became exercisable 33% yearly thereafter.
- The options were granted 12/21/04 and became exercisable 33% yearly thereafter.
- The options were granted 10/31/05 and became exercisable 33% yearly thereafter.
- The option plan provides for the exchange of outstanding options for currently valued shares in an amount equal to the employee's equity in the options held.