Filing Details
- Accession Number:
- 0001140361-18-030423
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-28 16:19:18
- Reporting Period:
- 2018-06-26
- Accepted Time:
- 2018-06-28 16:19:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1301501 | Achaogen Inc | AKAO | Pharmaceutical Preparations (2834) | 680533693 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1600359 | J. Kenneth Hillan | C/O Achaogen, Inc. 1 Tower Place #300 South San Francisco CA 94080 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-06-26 | 2,150 | $0.00 | 116,145 | No | 4 | A | Direct | |
Common Stock | Disposition | 2018-06-26 | 744 | $9.59 | 115,401 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2018-06-26 | 10,000 | $0.00 | 10,000 | $10.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,000 | 2028-02-08 | No | 4 | A | Direct |
Footnotes
- On February 8, 2018, the issuer granted the reporting person Restricted Stock Units ("RSUs") and a stock option that each vest upon the achievement of certain milestones. On June 26, 2018, one of the milestones was achieved, resulting in vesting of a portion of the RSUs and shares subject to the option.
- Includes (i) 1,744 shares acquired under the Issuer's Employee Stock Purchase Plan on May 31, 2018 and (ii) 78,600 RSUs.
- The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of RSUs of the Issuer.
- The option is fully vested and exercisable.