Filing Details
- Accession Number:
- 0001140361-11-010591
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-17 20:04:58
- Reporting Period:
- 2011-02-17
- Filing Date:
- 2011-02-17
- Accepted Time:
- 2011-02-17 20:04:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122342 | Alliance Fiber Optic Products Inc | AFOP | Semiconductors & Related Devices (3674) | 770554122 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1135030 | James Yeh | 275 Gibraltar Drive Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-02-16 | 1,300 | $13.00 | 700 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-16 | 600 | $13.05 | 100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-16 | 100 | $13.06 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Stock Option (Right to buy) | Disposition | 2011-02-16 | 2,000 | $4.75 | 2,000 | $4.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,000 | 2003-01-01 | 2011-11-01 | No | 4 | M | Direct |
Footnotes
- The total 2,000 shares of common stock were granted on November 1, 2001 and vest on the on-year anniversary of the Vesting Commencement date, January 1, 2002.
- Share amounts and exercise price reflect a 1-for-5 reverse split of the common stock effected on August 27, 2010.