Filing Details
- Accession Number:
- 0001209191-11-010782
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-17 20:03:00
- Reporting Period:
- 2011-02-15
- Filing Date:
- 2011-02-17
- Accepted Time:
- 2011-02-17 20:03:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1381325 | Bigband Networks Inc. | BBND | Radio & Tv Broadcasting & Communications Equipment (3663) | 043444278 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201592 | Y Geoffrey Yang | C/O Redpoint Ventures 3000 Sand Hill Road, Suite 290 Menlo Park CA 94025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-02-15 | 24,400 | $2.74 | 147,700 | No | 4 | S | Indirect | By Broadband Fund, L.P. |
Common Stock | Disposition | 2011-02-16 | 20,800 | $2.68 | 126,900 | No | 4 | S | Indirect | By Broadband Fund, L.P. |
Common Stock | Disposition | 2011-02-17 | 53,000 | $2.67 | 73,900 | No | 4 | S | Indirect | By Broadband Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Broadband Fund, L.P. |
No | 4 | S | Indirect | By Broadband Fund, L.P. |
No | 4 | S | Indirect | By Broadband Fund, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 887,613 | Indirect | By Redpoint Technology Partners Q-I, L.P. |
Common Stock | 141,831 | Indirect | By Redpoint Technology Partners A-I, l.P. |
Common Stock | 8,984,679 | Indirect | By Redpoint Ventures I, L.P. |
Common Stock | 283,824 | Indirect | By Redpoint Associates I, LLC |
Common Stock | 2,307,624 | Indirect | By Redpoint Omega, L.P. |
Common Stock | 65,255 | Indirect | By Redpoint Omega Associates, LLC |
Common Stock | 46,400 | Direct | |
Common Stock | 2,000 | Indirect | By Kevin Wu-Bing Yang 1999 Trust U/T/A Dated 10/13/99 |
Common Stock | 2,000 | Indirect | By Peter Wu-Sung Yang 1998 Trust U/T/A Dated 3/19/98 |
Footnotes
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $2.70 to $2.80 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $2.66 to $2.70 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $2.61 to $2.70 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The Reporting Person is a Manager of BBF Management, LLC, which serves as the general partner of Broadband Fund, L.P. ("BBF"). The Reporting Person is a Manager of Redpoint Omega, LLC, which serves as the general partner of Redpoint Omega, L.P. ("RO"). The Reporting Person is a Manager of Redpoint Omega Associates, LLC ("ROA"). The Reporting Person is a Manager of Redpoint Ventures I, LLC, which serves as the general partner of Redpoint Ventures I, L.P. ("RV I"), Redpoint Technology Partners Q-I, L.P. ("RTP Q-I") and Redpoint Technology Partners A-I, L.P. ("RTP A-I"). The Reporting Person is a Manager of Redpoint Associates I, LLC ("RA"). The Reporting Person shares voting and investment power over the shares held by BBF, RO, ROA, RV I, RTP Q-I, RTP A-I and RA and disclaims beneficial ownership of the shares held by BBF, RO, ROA, RV I, RTP Q-I, RTP A-I and RA except to the extent of his proportionate pecuniary interest therein.
- BBF Management, LLC, Redpoint Omega, LLC and Redpoint Ventures I, LLC owns no securities of the Issuer directly.
- The shares are held by the Kevin Wu-Bing Yang 1999 Trust U/T/A Dated 10/13/99 (the "Kevin Trust"). The Reporting Person is a trustee of the Kevin Trust.
- The shares are held by the Peter Wu-Sung Yang 1998 Trust U/T/A Dated 3/19/98 (the "Peter Trust"). The Reporting Person is a trustee of the Peter Trust.