Filing Details
- Accession Number:
- 0001209191-18-039730
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-27 20:00:37
- Reporting Period:
- 2018-06-25
- Accepted Time:
- 2018-06-27 20:00:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 876378 | Transenterix Inc. | TRXC | Surgical & Medical Instruments & Apparatus (3841) | 112962080 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1584367 | Todd Pope | C/O Transenterix, Inc. 635 Davis Drive, Suite 300 Morrisville NC 27560 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-25 | 138,555 | $0.35 | 454,627 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-25 | 100,000 | $4.35 | 354,627 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-25 | 61,445 | $0.35 | 416,072 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-25 | 100,000 | $4.85 | 316,072 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-26 | 160,086 | $0.35 | 476,158 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-26 | 160,086 | $5.35 | 316,072 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2018-06-25 | 138,555 | $0.00 | 138,555 | $0.35 |
| Common Stock | Stock Option | Disposition | 2018-06-25 | 61,445 | $0.00 | 61,445 | $0.35 |
| Common Stock | Stock Option | Disposition | 2018-06-26 | 160,086 | $0.00 | 160,086 | $0.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-03-02 | 2022-04-12 | No | 4 | M | Direct |
| 221,258 | 2013-06-02 | 2022-04-12 | No | 4 | M | Direct |
| 61,172 | 2014-10-02 | 2022-04-12 | No | 4 | M | Direct |
Footnotes
- The identified transactions set forth on this Form 4 were made pursuant to a Rule 10b5-1(c) sales plan executed by the reporting person on August 9, 2017, as amended on September 20, 2017.
- Following the sales on June 25, 2018 and June 26, 2018, the reporting person continues to beneficially own 316,072 shares of the company's common stock. The reporting person also holds stock options to acquire 4,035,262 shares of common stock, of which approximately 47% are vested, and restricted stock units representing an additional 2,226,555 shares of common stock subject to forfeiture restrictions.
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