Filing Details
- Accession Number:
- 0000899243-18-018296
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-27 16:05:27
- Reporting Period:
- 2018-06-19
- Accepted Time:
- 2018-06-27 16:05:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1495320 | Vera Bradley Inc. | VRA | Leather & Leather Products (3100) | 272935063 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1503705 | C. Michael Ray | C/O Vera Bradley, Inc. 12420 Stonebridge Road Roanoke IN 46783 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-06-19 | 11,500 | $0.00 | 221,660 | No | 5 | G | Indirect | By Anne-Marie Ray Revocable Trust |
| Common Stock | Disposition | 2018-06-25 | 400,000 | $14.43 | 3,010,469 | No | 4 | S | Indirect | By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust |
| Common Stock | Disposition | 2018-06-26 | 200,000 | $14.43 | 2,810,469 | No | 4 | S | Indirect | By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | By Anne-Marie Ray Revocable Trust |
| No | 4 | S | Indirect | By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust |
| No | 4 | S | Indirect | By Barbara B. Baekgaard 2009 Grantor Retained Annuity Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 106,888 | Direct | |
| Common Stock | 480,199 | Indirect | By Michael Ray 2009 Grantor Retained Annuity Trust |
| Common Stock | 46,252 | Indirect | By Anne-Marie Ray 2016 Grantor Retained Annuity Trust #1 |
| Common Stock | 411,003 | Indirect | By Anne-Marie Ray 2017 Grantor Retained Annuity Trust #1 |
Footnotes
- On June 19, 2018, the Anne-Marie Ray 2017 Grantor Retained Annuity Trust #1 (the "2017 GRAT") made an annuity payment of 88,997 shares of Issuer common stock to the reporting person's spouse, who, in turn, assigned the shares to the Anne-Marie Ray Revocable Trust (the "Revocable Trust"). The reporting person's spouse is the settlor, sole trustee and sole annuitant of the 2017 GRAT and the settlor and sole trustee of the Revocable Trust.
- The reporting person disclaims beneficial ownership of these shares.
- This transaction constitutes a sale of shares to the Issuer.
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