Filing Details
- Accession Number:
- 0001144204-11-009648
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-17 19:33:56
- Reporting Period:
- 2011-02-15
- Filing Date:
- 2011-02-17
- Accepted Time:
- 2011-02-17 19:33:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1102993 | Liveperson Inc | LPSN | Services-Prepackaged Software (7372) | 133861628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1434181 | Joseph James Dicso | C/O Liveperson, Inc. 462 Seventh Avenue 3Rd Floor New York NY 10018 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-15 | 60,000 | $5.90 | 70,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-15 | 60,000 | $10.55 | 10,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-15 | 5,000 | $1.79 | 15,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-15 | 5,000 | $10.55 | 10,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-15 | 40,000 | $1.97 | 50,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-15 | 40,000 | $10.55 | 10,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-15 | 50,000 | $3.16 | 60,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-15 | 50,000 | $10.55 | 10,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-15 | 10,000 | $10.43 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2011-02-15 | 60,000 | $0.00 | 60,000 | $5.90 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-02-15 | 5,000 | $0.00 | 5,000 | $1.79 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-02-15 | 40,000 | $0.00 | 40,000 | $1.97 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-02-15 | 50,000 | $0.00 | 50,000 | $3.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2017-01-30 | No | 4 | M | Direct | |
| 15,000 | 2019-03-15 | No | 4 | M | Direct | |
| 0 | 2014-11-16 | No | 4 | M | Direct | |
| 0 | 2015-07-22 | No | 4 | M | Direct |
Footnotes
- The average sale price of the options was $10.5476 per share.
- The exact sale price of the shares was $10.4304 per share.
- The options are fully vested and currently exercisable.
- The remaining shares covered by this option will become exercisable in three equal installments on each of March 5, 2011, March 5, 2012 and March 5, 2013.
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