Filing Details
- Accession Number:
- 0001209191-18-039544
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-26 19:58:25
- Reporting Period:
- 2018-06-22
- Accepted Time:
- 2018-06-26 19:58:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 866609 | Ion Geophysical Corp | IO | Oil & Gas Field Exploration Services (1382) | 222286646 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1297501 | Brian R Hanson | 2105 Citywest Boulevard Suite 100 Houston TX 77042-2855 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| New Common Stock | Disposition | 2018-06-22 | 41,351 | $22.71 | 50,040 | No | 4 | S | Direct | |
| New Common Stock | Disposition | 2018-06-22 | 6,409 | $23.49 | 43,631 | No | 4 | S | Direct | |
| New Common Stock | Acquisiton | 2018-06-22 | 50,000 | $3.10 | 93,631 | No | 4 | M | Direct | |
| New Common Stock | Disposition | 2018-06-22 | 50,000 | $23.53 | 43,631 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-06-22 | 50,000 | $0.00 | 50,000 | $3.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2026-03-01 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to an existing Rule 10b5-1 trading plan initiated in 2017.
- This transaction was executed in multiple trades at prices ranging from $22.50 to $23.25, inclusive. The price set forth above reflects the weighted-average price per share. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $23.40 to $23.525, inclusive. The price set forth above reflects the weighted-average price per share. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $22.50 to $22.70, inclusive. The price set forth above reflects the weighted-average price per share. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The option vests in four equal installments on March 1, 2017, 2018, 2019 and 2020.
Billionaire Hedge Funds
