Filing Details
- Accession Number:
- 0001181431-11-011218
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-17 19:32:08
- Reporting Period:
- 2011-02-16
- Filing Date:
- 2011-02-17
- Accepted Time:
- 2011-02-17 19:32:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1183186 | National Financial Partners Corp | NFP | Insurance Agents, Brokers & Service (6411) | 134029115 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1263384 | W Douglas Hammond | National Financial Partners Corp. 340 Madison Avenue, 20Th Fl New York NY 10173 | Evp & Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-16 | 4,383 | $0.00 | 65,713 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-16 | 30,449 | $0.00 | 96,162 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-16 | 10,375 | $0.00 | 106,537 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-16 | 10,000 | $13.55 | 96,537 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2011-02-16 | 2,239 | $0.00 | 2,239 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2011-02-16 | 4,383 | $0.00 | 4,383 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2011-02-16 | 18,752 | $0.00 | 18,752 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2011-02-16 | 30,449 | $0.00 | 30,449 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2011-02-16 | 8,087 | $0.00 | 8,087 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2011-02-16 | 10,375 | $0.00 | 10,375 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2011-02-16 | 43,745 | $0.00 | 43,745 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,383 | No | 4 | F | Direct | ||
0 | No | 4 | M | Direct | ||
79,649 | No | 4 | F | Direct | ||
49,200 | No | 4 | M | Direct | ||
47,301 | No | 4 | F | Direct | ||
36,926 | No | 4 | M | Direct | ||
43,745 | No | 4 | A | Direct |
Footnotes
- Includes shares acquired through participation in Issuer's Employee Stock Purchase Plan.
- Includes shares acquired through dividend reinvestment.
- This transaction was executed in multiple trades at prices ranging from $13.49 to $13.67. The price reported reflects the weighted average sale price. Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- Restricted Stock Units ("RSUs") vest in three equal annual installments commencing February 16, 2009. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock.
- N/A
- RSUs vest in three equal annual installments commencing February 16, 2010. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock.
- RSUs vest in three equal annual installments commencing February 16, 2011. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock.
- RSUs vest in three equal annual installments commencing February 16, 2012. Once vested, RSUs are immediately payable in shares of Issuer's Common Stock.