Filing Details
- Accession Number:
- 0001104659-18-042305
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-26 16:49:12
- Reporting Period:
- 2018-06-25
- Accepted Time:
- 2018-06-26 16:49:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1674365 | Aptinyx Inc. | APTX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1194172 | H Wilbur Gantz | C/O Aptinyx Inc. 909 Davis Street, Suite 600 Evanston IL 60201 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-06-25 | 84,643 | $0.00 | 193,265 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-06-25 | 96,733 | $0.00 | 289,998 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-06-25 | 65,516 | $0.00 | 355,514 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-06-25 | 17,000 | $16.00 | 372,514 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2018-06-25 | 25,392 | $0.00 | 25,392 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-06-25 | 29,020 | $0.00 | 54,412 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-06-25 | 19,655 | $0.00 | 74,067 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-06-25 | 6,100 | $16.00 | 80,167 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Convertible Preferred Stock | Disposition | 2018-06-25 | 2,334,966 | $0.00 | 84,643 | $0.00 |
Common Stock | Series A-1 Convertible Preferred Stock | Disposition | 2018-06-25 | 700,489 | $0.00 | 25,392 | $0.00 |
Common Stock | Series A-2 Convertible Preferred Stock | Disposition | 2018-06-25 | 2,668,508 | $0.00 | 96,733 | $0.00 |
Common Stock | Series A-2 Convertible Preferred Stock | Disposition | 2018-06-25 | 800,552 | $0.00 | 29,020 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2018-06-25 | 1,807,340 | $0.00 | 65,516 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2018-06-25 | 542,203 | $0.00 | 19,655 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into shares of Common Stock on a 27.58621-for-one basis immediately prior to the closing of the Issuer's initial public offering without payment or consideration. The shares of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock had no expiration date.
- The shares are held directly by Wilbur H. Gantz III Revocable Trust, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- The shares are held directly by LMC Holdings, LLC of which the reporting person is the manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- On June 25, 2018, the Wilbur H. Gantz III Revocable Trust and LMC Holdings, LLC purchased 17,000 and 6,100 shares of common stock of the Issuer at a price of $16.00 per share, respectively, pursuant to an underwritten public offering.