Filing Details

Accession Number:
0001104659-18-042315
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-26 16:56:25
Reporting Period:
2018-06-25
Accepted Time:
2018-06-26 16:56:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674365 Aptinyx Inc. APTX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365617 J Patrick Heron 601 Union Street, Suite 3200
Seattle WA 98101
No No Yes No
1655827 Frazier Life Sciences Viii, L.p. 601 Union Street, Suite 3200
Seattle WA 98101
No No Yes No
1698755 Fhm Life Sciences Viii, L.p. 601 Union Street, Suite 3200
Seattle WA 98101
No No Yes No
1698823 Fhm Life Sciences Viii, L.l.c. 601 Union Street, Suite 3200
Seattle WA 98101
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-06-25 1,047,450 $0.00 1,047,450 No 4 C Direct
Common Stock Acquisiton 2018-06-25 1,197,076 $0.00 2,244,526 No 4 C Direct
Common Stock Acquisiton 2018-06-25 795,553 $0.00 3,040,079 No 4 C Direct
Common Stock Acquisiton 2018-06-25 150,000 $16.00 3,190,079 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A-1 Convertible Preferred Stock Disposition 2018-06-25 28,895,188 $0.00 1,047,450 $0.00
Common Stock Series A-2 Convertible Preferred Stock Disposition 2018-06-25 33,022,786 $0.00 1,197,076 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2018-06-25 21,946,301 $0.00 795,553 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into shares of Common Stock on a 27.58621-for-one basis immediately prior to the closing of the Issuer's initial public offering without payment or consideration. The shares of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock had no expiration date.
  2. The shares are held directly by Frazier Life Sciences VIII, L.P. ("FLS-VIII") and this report is filed jointly by Frazier Life Sciences VIII, L.P. ("FLS-VIII L.P."), FHM Life Sciences VIII, L.P. (FHM-VIII L.P."), FHM Life Sciences VIII, L.L.C. ("FHM-VIII LLC") and Patrick J. Heron. Shares are held directly by FLS-VIII. FHM-VIII L.P. serves as the sole general partner of FLS-VIII and owns no shares directly. FHM-VIII LLC serves as the sole general partner of FHM-VIII L.P. and owns no shares directly. Mr. Heron and James Topper are members of FHM-VIII LLC and share voting and dispositive power over the shares held by FLS-VIII; however, they disclaim beneficial ownership of the shares held by FLS-VIII except to the extent of their pecuniary interests therein.
  3. On June 25, 2018, FLS-VIII purchased 150,000 shares of common stock of the Issuer at a price of $16.00 per share pursuant to an underwritten public offering.